Author Archives: Philipp Candreia

FINMA Enforcement Report 2014

Over the past years, enforcement has become an increasingly important means for the Swiss Financial Market Supervisory Authority FINMA to achieve its supervisory goals. In line with its stipulation to make enforcement activities more visible, FINMA, in spring 2015, for the first time published a specific report summarising its enforcement activities in 2014. In the future, FINMA intends to publish an enforcement report once a year. This article provides an overview of the enforcement report.

By Philipp Candreia (Reference: CapLaw-2015-32)